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SCOR Form U-7: Principal Stockholders




Description

This article is from the Investing Articles: Public Offerings: IPO and DPO series.

SCOR Form U-7: Principal Stockholders

37. Principal owners of the Company (those who beneficially own directly or indirectly 10% or more of the common and preferred stock presently outstanding) starting with the largest common stockholder. Include separately all common stock issuable upon conversion of convertible securities (identifying them by asterisk) and show average price per share as if conversion has occurred. Indicate by footnote if the price paid was for a consideration other than cash and the nature of any such consideration.

Average No. of Shares

Price No. of Held After

Per Shares % of Offering if % of

Class of Shares Share Now Held Total All Securities Sold Total

Name:

Office Street Address:

________________________

________________________

________________________

________________________

Telephone No.

(____) ________________

Principal occupation:

_______________________

Name:

Office Street Address:

________________________

________________________

________________________

________________________

Telephone No.

(____) ________________

Principal occupation:

_______________________

Average No. of Shares

Price No. of Held After

Per Shares % of Offering if % of

Class of Shares Share Now Held Total All Securities Sold Total

Name:

Office Street Address:

________________________

________________________

________________________

________________________

Telephone No.

(____) ________________

Principal occupation:

_______________________

Name:

Office Street Address:

________________________

________________________

________________________

________________________

Telephone No.

(____) ________________

Principal occupation:

_______________________

38. Number of shares beneficially owned by Officers and Directors as a group:

Before offering: ________________________ shares (_____% of total outstanding)

After offering: a) Assuming minimum securities sold:_____ shares

(______% of total outstanding)

b) Assuming maximum securities sold: _____ shares

(______% of total outstanding)

(Assume all options exercised and all convertible securities converted.)

 

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