SCOR Form U-7: Principal Stockholders
Description
This article is from the Investing Articles: Public Offerings: IPO and DPO series.
SCOR Form U-7: Principal Stockholders
37. Principal owners of the Company (those who beneficially own directly or indirectly 10% or more of the common and preferred stock presently outstanding) starting with the largest common stockholder. Include separately all common stock issuable upon conversion of convertible securities (identifying them by asterisk) and show average price per share as if conversion has occurred. Indicate by footnote if the price paid was for a consideration other than cash and the nature of any such consideration.
Average No. of Shares
Price No. of Held After
Per Shares % of Offering if % of
Class of Shares Share Now Held Total All Securities Sold Total
Name:
Office Street Address:
________________________
________________________
________________________
________________________
Telephone No.
(____) ________________
Principal occupation:
_______________________
Name:
Office Street Address:
________________________
________________________
________________________
________________________
Telephone No.
(____) ________________
Principal occupation:
_______________________
Average No. of Shares
Price No. of Held After
Per Shares % of Offering if % of
Class of Shares Share Now Held Total All Securities Sold Total
Name:
Office Street Address:
________________________
________________________
________________________
________________________
Telephone No.
(____) ________________
Principal occupation:
_______________________
Name:
Office Street Address:
________________________
________________________
________________________
________________________
Telephone No.
(____) ________________
Principal occupation:
_______________________
38. Number of shares beneficially owned by Officers and Directors as a group:
Before offering: ________________________ shares (_____% of total outstanding)
After offering: a) Assuming minimum securities sold:_____ shares
(______% of total outstanding)
b) Assuming maximum securities sold: _____ shares
(______% of total outstanding)
(Assume all options exercised and all convertible securities converted.)
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